Mark Andrew Jones
Investment adviser representative at Regal Investment Advisors LLC
27 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$2.9BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
27 years in the industry.
- Regal Investment Advisors, LLCSep 2020 to now
- Jones Wealth Management, LLCSep 2020 to now
- Regulus, LLCSep 2020 to now
- Bates Financial Advisors, Inc.May 2007 to Sep 2020
- Bates Financial Group, Inc.Oct 2002 to Sep 2020
- Bates Financial Services, Inc.Aug 1999 to Sep 2020
- Bates Securities, Inc.Apr 1999 to Sep 2020
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2007
State registrations
Registered as an investment adviser representative in 1 state (IL).
Regal Investment Advisors LLC
$2.9BAssets managed
8,302Clients
118Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3215179
- Firm CRD
- 125004