Christopher Michael Whalen
Investment adviser representative at Integrated Wealth Concepts LLC
17 yearsExperience
2 statesRegistered in
$23.6BFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Integrated Wealth Concepts, LLCJan 2021 to now
- MML Investors Services LLCNov 2014 to Jan 2021
- Massmutual Life Insurance CompanyOct 2014 to Jan 2021
- Signature Resources Capital Management, LLCAug 2009 to Jan 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2001
State registrations
Registered as an investment adviser representative in 2 states (CA, FL).
Integrated Wealth Concepts LLC
$23.6BAssets managed
29,848Clients
482Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3212712
- Firm CRD
- 284656