William James Prentice
Investment adviser representative at Prentice Wealth Management LLC
18 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$567.5MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlySubscriptionFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
18 years in the industry.
- LPL Financial LLCJul 2025 to now
- Prentice Wealth Management, LLCFeb 2008 to now
- Cadaret, Grant & Co., Inc.Feb 2008 to Jul 2025
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Prentice Wealth Management LLC
$567.5MAssets managed
1,029Clients
5Advisers
14 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3212474
- Firm CRD
- 160052