Laura A Herl
Investment adviser representative at Schwab Wealth Advisory, Inc.
21 yearsExperience
2 statesRegistered in
$0Firm assets
14 yearsFirm in business
Are you Laura A Herl? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Other
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
21 years in the industry.
- Charles Schwab & Co., Inc.May 2022 to now
- Schwab Wealth Advisory, Inc.May 2022 to now
- Self EmployedJun 2021 to Apr 2022
- UnemployedDec 2020 to Jun 2021
- TIAAMay 2005 to Nov 2020
- TIAA-CREF Individual & Institutional Services, LLCMay 2005 to Nov 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2007
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Schwab Wealth Advisory, Inc.
$0Assets managed
0Clients
1,680Advisers
14 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3205522
- Firm CRD
- 159035