Joseph Michael Mattia
Investment adviser representative at Usi Advisors
21 yearsExperience
1 stateRegistered in
$56.3BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
Experience
21 years in the industry.
- Usi AdvisorsMay 2023 to now
- Usi Consulting GroupMay 2023 to now
- Usi SecuritiesMay 2023 to now
- Rsm US Wealth Management LLCDec 2016 to May 2023
- Midwest Plan Advisors LLCFeb 2013 to Dec 2016
- LPL Financial, LLCJan 2005 to Dec 2016
Exams passed
- Series 65 · Uniform Investment Adviser Law2005
- Series 63 · Uniform Securities Agent State Law2024
State registrations
Registered as an investment adviser representative in 1 state (IL).
Usi Advisors
Legal name: Usi Advisors, Inc.
$56.3BAssets managed
1,353Clients
72Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3204235
- Firm CRD
- 108113