Sotirios Mike Pappas
Investment adviser representative at Mystic Asset Management
26 yearsExperience
3 statesRegistered in
$614.6MFirm assets
12 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
26 years in the industry.
- Institutional Securities CorpFeb 2015 to now
- Mystic Asset ManagementSep 2002 to now
- Retirement Planning Comany of NeMay 2001 to now
- Pappas Asset ManagementApr 2000 to now
Exams passed
- Series 65 · Uniform Investment Adviser Law2000
- Series 63 · Uniform Securities Agent State Law2001
State registrations
Registered as an investment adviser representative in 3 states (CT, RI, TX).
Mystic Asset Management
Legal name: Mystic Asset Management, Inc.
$614.6MAssets managed
144Clients
2Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3203303
- Firm CRD
- 170361