Erin Sue Lane
Investment adviser representative at Principal Securities, Inc.
12 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Principal Life Insurance CompanyDec 2025 to now
- Principal Securities, Inc.Dec 2025 to now
- Lincoln InvestmentJan 2025 to Nov 2025
- Shepherd FinancialJan 2025 to Nov 2025
- Shepherd Financial Investment Advisory LLCJan 2025 to Nov 2025
- T. Rowe PriceSep 2013 to Jan 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (IN).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3202545
- Firm CRD
- 1137