Douglas Shirley
Investment adviser representative at TD Private Client Wealth LLC
16 yearsExperience
7 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- TD Private Client Wealth LLCFeb 2024 to now
- TD Bank N.A.Feb 2024 to now
- Charles Schwab and Co., Inc.Dec 2022 to Jan 2024
- TD Ameritrade, Inc.Jul 2010 to Dec 2022
Exams passed
- Series 65 · Uniform Investment Adviser Law2002
- Series 63 · Uniform Securities Agent State Law2003
State registrations
Registered as an investment adviser representative in 7 states (CT, FL, IL, NJ, NY, PA, UT).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3201956
- Firm CRD
- 164484