Peter Ivan Dierks
Investment adviser representative at RBC Capital Markets, LLC
14 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- RBC Capital Markets, LLCMay 2023 to now
- UBS Financial Services Inc.Jul 2017 to Apr 2023
- UnemployedMar 2017 to Jun 2017
- TIAAFeb 2012 to Mar 2017
- TIAA-CREF Individual & Institutional Services, LLCFeb 2012 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 1 state (WA).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3201207
- Firm CRD
- 31194