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Yuko T Du bois

Investment adviser representative at Mcbroom & Associates, LLC
15 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$242.1MFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

15 years in the industry.

  1. Miru and Associates LLCSep 2013 to now
  2. Mcbroom & Associates, LLCSep 2011 to now

Designations

  • CFP® certification

Exams passed

  • Series 63 · Uniform Securities Agent State Law2000
  • Series 65 · Uniform Investment Adviser Law2006

State registrations

Registered as an investment adviser representative in 2 states (CA, NV).

Mcbroom & Associates, LLC

$242.1MAssets managed
114Clients
3Advisers
5 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3200540
Firm CRD
151187
Advisor's SEC record (opens in a new tab)
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