James Collins
Investment adviser representative at Transamerica Financial Advisors, LLC
14 yearsExperience
1 stateRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
14 years in the industry.
- Transamerica Financial Advisors, LLCApr 2026 to now
- Transamerica Agency NetworkMar 2026 to now
- UfsMar 2026 to now
- Eagle Strategies LLCDec 2023 to Feb 2026
- Nylife Securities LLCAug 2022 to Feb 2026
- New York Life Insurance CompanyMar 2022 to Feb 2026
- Self EmployedJan 2021 to Mar 2022
- Ck Productions IncJul 2012 to Jan 2021
Exams passed
- Series 65 · Uniform Investment Adviser Law2001
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (TN).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3197538
- Firm CRD
- 16164