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James R Driscoll

Investment adviser representative at Rise North Capital Investment Advisors
13 yearsExperience
3 statesRegistered in
$50.6MFirm assets
Under 1 yearFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

13 years in the industry.

  1. Rise North Capital Investment AdvisorsDec 2025 to now
  2. Rnc Ria LLC dba Rise North Capital Investment AdvisorsOct 2025 to now
  3. Rise North Capital, LLC dba Rise North CapitalJul 2025 to now
  4. Rnc Ria LLC dba Rise North Capital Investment AdvisorOct 2025 to Jun 2026
  5. Northwestern Mutual Investment Services LLCFeb 2025 to Jun 2025
  6. Northwestern Mutual Life Insurance CompanyJan 2025 to Jun 2025
  7. Eagle Strategies LLCApr 2024 to Jan 2025
  8. Nylife Securities LLCFeb 2021 to Jan 2025
  9. AflacDec 2019 to Aug 2020
  10. UnemployedFeb 2019 to Nov 2020
  11. Zen InsuranceApr 2018 to Nov 2018
  12. Park Avenue Securities LLCMar 2015 to Jan 2018
  13. Guardian Life Insurance CoJan 2012 to Jan 2019

Exams passed

  • Series 63 · Uniform Securities Agent State Law2000
  • Series 65 · Uniform Investment Adviser Law2024

State registrations

Registered as an investment adviser representative in 3 states (MA, NH, TX).

Rise North Capital Investment Advisors

Legal name: Rnc Ria LLC

$50.6MAssets managed
408Clients
11Advisers
Under 1 yearIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3197365
Firm CRD
336740
Advisor's SEC record (opens in a new tab)
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