Andrew Stewart Katchen
Investment adviser representative at RBC Capital Markets, LLC
29 yearsExperience
3 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
29 years in the industry.
- City National BankJan 2024 to now
- RBC Capital Markets, LLCOct 2023 to now
- Morgan Stanley Private Bank, N.AApr 2017 to Oct 2023
- Morgan Stanley Private Bank, National AssociationApr 2017 to Oct 2023
- Morgan StanleyMar 2017 to Oct 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 1997 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2000
State registrations
Registered as an investment adviser representative in 3 states (FL, NJ, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3196392
- Firm CRD
- 31194