Roger Preston Littlefield
Investment adviser representative at Morgan Stanley
12 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$2TFirm assets
Are you Roger Preston Littlefield? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Morgan Stanley Private Bank, N.AMar 2020 to now
- Morgan StanleyJan 2020 to now
- Morgan Stanley Smith Barney LLCJan 2020 to now
- Bok Financial Securities, Inc.May 2014 to Jan 2020
- BOKF, N.A.May 2014 to Jan 2020
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law1999
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (OK, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3194115
- Firm CRD
- 149777