Ralph John Fetrow
Investment adviser representative at Prospera Financial Services, Inc.
10 yearsExperience
1 stateRegistered in
$14.4BFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Prospera Financial Services, Inc.Jan 2023 to now
- InsightadvisorsJul 2019 to Jan 2023
- Purshe Kaplan Sterling Investments, Inc.Jul 2019 to Jan 2023
- Kovack Advisors, Inc.Sep 2016 to Jul 2019
- Kovack Securities, Inc.Feb 2016 to Jul 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2002
State registrations
Registered as an investment adviser representative in 1 state (PA).
Prospera Financial Services, Inc.
$14.4BAssets managed
18,584Clients
269Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3192637
- Firm CRD
- 10740