William Francis Phillips iii
Investment adviser representative at Ocean Park Asset Management, LLC
11 yearsExperience
1 stateRegistered in
$3.9BFirm assets
18 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- Ocean Park Asset Management, LLCSep 2015 to now
- Northern Lights Distributors, LLCSep 2015 to now
- Sierra Investment Management, LLCSep 2015 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 1 state (CA).
Ocean Park Asset Management, LLC
$3.9BAssets managed
138Clients
12Advisers
18 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3192254
- Firm CRD
- 145634