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John W Mcauley

Investment adviser representative at Robert W. Baird & Co. Incorporated
15 yearsExperience
10 statesRegistered in
$394.1BFirm assets
55 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

15 years in the industry.

  1. Robert W. Baird & Co. IncorporatedJul 2026 to now
  2. Sterling Capital Distributors, Inc.Jul 2011 to Jul 2026
  3. Sterling Capital Management LLCJul 2011 to Jul 2026

Exams passed

  • Series 63 · Uniform Securities Agent State Law2000
  • Series 65 · Uniform Investment Adviser Law2001

State registrations

Registered as an investment adviser representative in 10 states (CA, FL, GA, IL, ME, NC, NY, SC, VA, WA).

Robert W. Baird & Co. Incorporated

$394.1BAssets managed
241,359Clients
2,633Advisers
55 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3188892
Firm CRD
8158
Advisor's SEC record (opens in a new tab)
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