John Raymond Thomas
Investment adviser representative at Stifel Independent Advisors, LLC
17 yearsExperience
2 statesRegistered in
$5BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Keefe, Bruyette & Woods, Inc.Sep 2015 to now
- Stifel Independent Advisors, LLCOct 2009 to now
- Stifel Nicolaus & Co IncSep 2009 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2003
State registrations
Registered as an investment adviser representative in 2 states (MO, TX).
Stifel Independent Advisors, LLC
$5BAssets managed
7,902Clients
10Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3188834
- Firm CRD
- 28218