Rachel Tracy Smith
Investment adviser representative at Tlg Advisors, Inc.
19 yearsExperience
1 stateRegistered in
$2.3BFirm assets
25 yearsFirm in business
Are you Rachel Tracy Smith? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Simplicity GroupDec 2024 to now
- Tlg Advisors, Inc.Nov 2024 to now
- The Leaders Group IncNov 2024 to now
- Concourse Financial GroupJul 2021 to now
- Concourse Financial Group Securities IncJan 2008 to Nov 2024
- Concourse Financial Group Agency IncNov 2007 to Jul 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (AL).
Tlg Advisors, Inc.
$2.3BAssets managed
5,161Clients
298Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3188641
- Firm CRD
- 111052