Thomas J Carroll
Investment adviser representative at Highpoint Planning Partners
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$4.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Highpoint Planning PartnersJun 2024 to now
- Highpoint Advisor Group, LLCMay 2024 to now
- LPL Financial LLCMay 2024 to now
- Parkview Asset Management, Inc.Nov 2022 to May 2024
- Bank of America, N.A.Jan 2021 to Nov 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2020 to Nov 2022
- Edward JonesMay 2017 to Sep 2020
- Amazon.com, IncFeb 2017 to Apr 2017
- First StudentDec 2016 to Apr 2017
- UpsNov 2016 to Jan 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (IL).
Highpoint Planning Partners
Legal name: Highpoint Advisor Group, LLC
$4.8BAssets managed
9,258Clients
114Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3178328
- Firm CRD
- 316636