Tracy Anton
Investment adviser representative at Steward Partners Investment Advisory, LLC
12 yearsExperience
1 stateRegistered in
$36.7BFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Steward Partners Investment Advisory, LLCJun 2026 to now
- Steward Partners Global Advisory, LLCJun 2026 to now
- Steward Partners Investment Solutions, LLCJun 2026 to now
- UBS Financial ServicesDec 2023 to Jun 2026
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2019 to Dec 2023
- Concorde Asset Management, LLCSep 2017 to Apr 2019
- Concorde Investment Services, LLCSep 2017 to Apr 2019
- Arbor Point AdvisorsApr 2017 to Aug 2017
- Securities America AdvisorsAug 2014 to Aug 2017
- Securities America IncAug 2014 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2010
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 1 state (OH).
Steward Partners Investment Advisory, LLC
$36.7BAssets managed
42,763Clients
480Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3178051
- Firm CRD
- 283004