Lauri Ann Smith
Investment adviser representative at Trajan Wealth, L.L.C.
23 yearsExperience
1 stateRegistered in
$2.6BFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
23 years in the industry.
- Trajan Wealth, L.L.C.Aug 2026 to now
- Northwestern Mutual Wealth Management CompanyMay 2026 to Aug 2026
- Northwestern Mutual Investment Services LLCJan 2026 to Aug 2026
- Northwestern Mutual Life Insurance CompanyJan 2026 to Aug 2026
- StudentMar 2024 to Oct 2025
- Wells FargoJun 2022 to May 2024
- Bank of America Merrill LynchFeb 2003 to May 2022
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (CA).
Trajan Wealth, L.L.C.
$2.6BAssets managed
10,633Clients
52Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3176583
- Firm CRD
- 158847