Skip to content

Tom Howard Sleeter

Investment adviser representative at Ruggaard & Associates
35 yearsExperience
2 statesRegistered in
$368.6MFirm assets
33 yearsFirm in business

Are you Tom Howard Sleeter? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsPerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

35 years in the industry.

  1. Ruggaard & AssociatesJan 2023 to now
  2. Sleeter-drummond LLCFeb 2019 to now
  3. Sleeter Farms Nebraska, IncJun 2008 to now
  4. Heartland Capital Resources, Inc.Oct 1992 to now
  5. Sleeter Family Farm CorporationApr 1991 to now
  6. LPL Financial LLCOct 2018 to Dec 2021
  7. Cetera Advisor Networks LLCJan 2013 to Oct 2018
  8. Total Clarity Wealth Management, Inc.Mar 2007 to Dec 2022

Exams passed

  • Series 66 · Uniform Combined State Law1999

State registrations

Registered as an investment adviser representative in 2 states (IL, TX).

Ruggaard & Associates

Legal name: Ruggaard & Associates, LLC

$368.6MAssets managed
314Clients
6Advisers
33 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3176055
Firm CRD
107489
Advisor's SEC record (opens in a new tab)
CallContact this firm