Cassandra Michelle Finley
Investment adviser representative at Cetera Investment Advisers LLC
28 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
28 years in the industry.
- Cetera Investment Advisers LLCJul 2020 to now
- Cetera Investment Services LLCJun 2019 to now
- Live NationJul 2015 to Aug 2018
- Hilltop ElementaryJul 2015 to May 2018
- Hilltop Elementary Pto MemberSep 2014 to May 2019
- Marshall County Chamber of CommerceJan 2006 to May 2019
- Foresters Financial ServicesDec 1998 to Jun 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3175158
- Firm CRD
- 105644