Dennis Joseph Wakely
Investment adviser representative at TD Private Client Wealth LLC
11 yearsExperience
1 stateRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- TD Bank N.A.May 2026 to now
- TD Private Client Wealth LLCMay 2026 to now
- LPL Enterprise, LLCNov 2024 to May 2026
- The Prudential I Nsurance Company of AmericaSep 2023 to May 2026
- Pruco Securities LLCSep 2023 to Nov 2024
- Fidelity InvestmentsAug 2022 to Sep 2023
- Facet WealthApr 2022 to Jun 2022
- Ae Wealth Managment LLCJun 2021 to Apr 2022
- Abrahamsen Financial GroupMay 2021 to Apr 2022
- Charles Schwab & Co., Inc.Jan 2017 to May 2021
- Charles Schwab Bank, SsbJan 2017 to May 2021
- Packerland Brokerage ServicesAug 2015 to Dec 2016
- Abrahamsen Financial GroupJan 2015 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 1 state (FL).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3175008
- Firm CRD
- 164484