James V O'halloran
Investment adviser representative at Cetera Investment Advisers LLC
44 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
44 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Midwest Financial GroupNov 2023 to now
- ST. Paul CollegeJun 2011 to now
- James O`halloran CpaApr 1982 to now
- Avantax Insurance Agency, LLCNov 2017 to Sep 2025
- Avantax Advisory ServicesNov 2013 to Sep 2025
- Avantax Investment Services, Inc.Dec 1998 to Sep 2025
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
State registrations
Registered as an investment adviser representative in 1 state (MN).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3172069
- Firm CRD
- 105644