James Patrick Stites
Investment adviser representative at LPL Financial LLC
27 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
27 years in the industry.
- LPL Financial LLCJul 2021 to now
- Brentwood Aviation, LPSep 2019 to Jul 2021
- Pearl Meadow LLCNov 2012 to Jul 2021
- Destin Sea Star, LLCJul 2011 to Jul 2021
- Various Insurance Carriers Forn W&r Insurance AgenciesFeb 1999 to Jul 2021
- Waddell & Reed, Inc.Jan 1999 to Jul 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2005
State registrations
Registered as an investment adviser representative in 2 states (TN, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3171690
- Firm CRD
- 6413