Patricia Jane Ludgate
Investment adviser representative at Sovereign Financial Group, Inc.
35 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$1.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
35 years in the industry.
- Sovereign Financial Group, Inc.Oct 2020 to now
- LPL Financial LLCSep 2009 to Oct 2020
- Financial Planning Advisors, Inc.Jan 1991 to Oct 2020
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Sovereign Financial Group, Inc.
$1.1BAssets managed
1,312Clients
22Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3171174
- Firm CRD
- 294314