Kori Brooks
Investment adviser representative at Envestnet Pmc
16 yearsExperience
2 statesRegistered in
$614.9BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsSubscriptionFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
Experience
16 years in the industry.
- Envestnet PmcAug 2024 to now
- UnemployedSep 2023 to Aug 2024
- Advisors Asset Management, IncDec 2022 to Sep 2023
- Tucker Asset ManagementMar 2021 to Nov 2022
- UnemployedNov 2020 to Feb 2021
- Creative OneNov 2019 to Oct 2020
- UnemployedApr 2019 to Oct 2019
- Ivy Funds Distributor IncOct 2010 to Mar 2019
- Waddell & Reed IncOct 2010 to Mar 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (CO, IL).
Envestnet Pmc
Legal name: Envestnet Asset Management, Inc.
$614.9BAssets managed
2,241,364Clients
57Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3171096
- Firm CRD
- 111694