David Foad
Investment adviser representative at LPL Enterprise, LLC
12 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
Are you David Foad? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- The Prudential Insurance Company of AmericaOct 2022 to now
- Pruco Securities LLCOct 2022 to Nov 2024
- First Horizon AdvisorsJan 2021 to Oct 2022
- Iberia Financial ServicesMay 2018 to Jan 2021
- Infinex Investment IncMay 2018 to Jan 2021
- Bank of America, N.A.Sep 2017 to May 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2017 to May 2018
- Wells Fargo Bank NAJan 2014 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2000
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (FL).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3165455
- Firm CRD
- 8733