Robert David Rumsey
Investment adviser representative at Spc
19 yearsExperience
2 statesRegistered in
$6.1BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- SpcMay 2020 to now
- Sigma Financial CorporationMar 2020 to now
- Accounting/cpaMar 2014 to now
- Branch County Abstract & Title Inc.Mar 2014 to now
- R. David Rumsey ConsultingMar 2014 to now
- Tibbits Plaza Properties LLCMar 2014 to now
- Raymond James Financial ServicesMar 2014 to Apr 2017
- Raymond James Financial Services Advisors Inc.Mar 2014 to Apr 2017
- R. David Rumsey InvestmentsMar 2014 to Dec 2016
- Southern Michigan Bank & TrustDec 2007 to Jan 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (MI, TX).
Spc
Legal name: Sigma Planning Corporation
$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3165009
- Firm CRD
- 110692