Skip to content

Christine Prakash

Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business

Are you Christine Prakash? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

10 years in the industry.

  1. LPL Financial LLCAug 2026 to now
  2. BMO Bank NAMay 2026 to now
  3. HSBC Bank USA, N.A.Apr 2025 to Apr 2026
  4. HSBC Securities (USA) IncApr 2025 to Apr 2026
  5. First Citizens BankNov 2023 to Apr 2025
  6. First Citizens Investor ServicesNov 2023 to Apr 2025
  7. N/aMay 2022 to Oct 2023
  8. Wells Fargo BankMay 2020 to May 2022
  9. Wells Fargo Clearing ServicesMay 2020 to May 2022
  10. Wells Fargo Private BankSep 2016 to May 2020

Exams passed

  • Series 63 · Uniform Securities Agent State Law2015
  • Series 66 · Uniform Combined State Law2020

State registrations

Registered as an investment adviser representative in 1 state (CA).

LPL Financial LLC

$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3163806
Firm CRD
6413
Advisor's SEC record (opens in a new tab)
CallContact this firm