Diane Carol Brown
Investment adviser representative at Wealth Enhancement Advisory Services, LLC
10 yearsExperience
1 stateRegistered in
$122.2BFirm assets
24 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Wealth Enhancement Advisory Services, LLCJul 2025 to now
- Wealth Enhancement Brokerage ServicesJul 2025 to now
- Wealth Enhancement GroupJul 2025 to now
- Osaic Wealth, Inc.Aug 2024 to Jun 2025
- Triad AdvisorsMay 2020 to Aug 2024
- UnemployedApr 2020 to May 2020
- Carolinas WealthJan 2020 to Apr 2020
- UnemployedAug 2019 to Dec 2019
- Triad AdvisorsOct 2018 to Jul 2019
- CollaberaAug 2018 to Oct 2018
- UnemployedJan 2018 to Aug 2018
- Advocacy WealthMar 2016 to Jan 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 1 state (SC).
Wealth Enhancement Advisory Services, LLC
$122.2BAssets managed
85,001Clients
1,002Advisers
24 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3160244
- Firm CRD
- 116407