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Cory Jay Miner

Investment adviser representative at RBC Capital Markets, LLC
15 yearsExperience
3 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

15 years in the industry.

  1. RBC Capital Markets, LLCMar 2026 to now
  2. LPL Financial LLCNov 2025 to Mar 2026
  3. Old National BankNov 2025 to Mar 2026
  4. Bremer BankJul 2020 to Nov 2025
  5. Raymond James Financial Services Advisors, Inc.Jul 2020 to Nov 2025
  6. Raymond James Financial Services, Inc.Jul 2020 to Nov 2025
  7. Wells Fargo Clearing Services, LLCJan 2011 to Jul 2020

Exams passed

  • Series 63 · Uniform Securities Agent State Law1998
  • Series 65 · Uniform Investment Adviser Law2002

State registrations

Registered as an investment adviser representative in 3 states (ND, TX, VI).

RBC Capital Markets, LLC

$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3160081
Firm CRD
31194
Advisor's SEC record (opens in a new tab)
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