Thomas Stephen Bolanowski
Investment adviser representative at Principal Securities, Inc.
38 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
38 years in the industry.
- Principal Securities, Inc.Jun 2025 to now
- Principal Life Insurance CompanyJun 2025 to now
- B. Riley Wealth Advisors, Inc.Oct 2022 to Jun 2025
- B. Riley Wealth ManagementJul 2022 to Jun 2025
- National Asset ManagementOct 2021 to Jul 2022
- National Securities CorporationOct 2021 to Jul 2022
- Equity Services IncJun 2017 to Sep 2021
- National Life GroupJun 2017 to Sep 2021
- The Prudential Insurance Company of AmericaApr 2017 to May 2017
- Pruco Securities, LLCDec 2016 to May 2017
- Thomas Bolanowski CommoditiesMar 1988 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2017
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 1 state (IN).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3159856
- Firm CRD
- 1137