Derek Anthony Roy
Investment adviser representative at Osaic Wealth, Inc.
14 yearsExperience
3 statesRegistered in
$234.9BFirm assets
29 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Osaic Wealth, Inc.Sep 2023 to now
- Sagepoint Financial, Inc.Jan 2020 to now
- The Leaders Group, Inc.Apr 2019 to Oct 2019
- Wealthvest MarketingMar 2019 to Oct 2019
- UnemployedSep 2018 to Mar 2019
- LPL Financial, LLCNov 2016 to Sep 2018
- Pacific Life Insurance CompanyOct 2012 to Nov 2016
- Pacific Select Distributors, IncOct 2012 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 3 states (FL, GA, TX).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3159519
- Firm CRD
- 23131