Kelly Roy Caviezel
Investment adviser representative at Lighthouse Wealth Strategies, LLC
18 yearsExperience
7 statesRegistered in
$844.4MFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
18 years in the industry.
- Lighthouse Wealth Strategies, LLCSep 2022 to now
- Wells Fargo Advisors Financial Network, LLCNov 2017 to Sep 2022
- UBS Financial Services IncDec 2008 to Nov 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 7 states (AK, AZ, CA, NV, OR, SC, WA).
Lighthouse Wealth Strategies, LLC
$844.4MAssets managed
866Clients
12Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3159323
- Firm CRD
- 299334