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Sean Alexander Harding

Investment adviser representative at LPL Financial LLC
18 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

18 years in the industry.

  1. LPL Financial LLCMar 2024 to now
  2. Avantax Advisory ServicesFeb 2021 to Mar 2024
  3. Avantax Insurance Agency, LLCFeb 2021 to Mar 2024
  4. Avantax Investment Services, IncFeb 2021 to Mar 2024
  5. Great Valley Advisor Group, Inc.Mar 2019 to Feb 2021
  6. LPL Financial LLCJul 2012 to Feb 2021
  7. Independent Financial PartnersJul 2012 to Mar 2019
  8. Harding Capital Management, LLCApr 2008 to Mar 2024

Exams passed

  • Series 63 · Uniform Securities Agent State Law1999

State registrations

Registered as an investment adviser representative in 1 state (PA).

LPL Financial LLC

$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3158599
Firm CRD
6413
Advisor's SEC record (opens in a new tab)
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