Scott Leonard Dynan
Investment adviser representative at Round Rock Advisors LLC
20 yearsExperience
1 stateRegistered in
$906.7MFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
20 years in the industry.
- Round Rock Advisors, LLCSep 2020 to now
- UnemployedJan 2020 to Aug 2020
- Western International Securities, Inc.Feb 2019 to Dec 2019
- Taurus Asset Management, LLCJan 2019 to Jan 2020
- UnemployedAug 2018 to Jan 2019
- Neuberger Berman Bd LLCApr 2006 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law2001
State registrations
Registered as an investment adviser representative in 1 state (CT).
Round Rock Advisors LLC
$906.7MAssets managed
647Clients
10Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3157770
- Firm CRD
- 286007