Alexis Schumann
Investment adviser representative at Cambridge Investment Research Advisors, Inc.
14 yearsExperience
1 stateRegistered in
$138.7BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Market timing
- Seminars and workshops
Experience
14 years in the industry.
- Cambridge Investment Research Advisors, Inc.Apr 2026 to now
- Cambridge Investment Research, Inc.Mar 2026 to now
- Grove Point Investments, LLCMar 2025 to Aug 2025
- Cadaret Grant & Co., Inc.Jun 2024 to Dec 2025
- Ladenburg Thalmann & Co., Inc.May 2020 to Jun 2024
- Triad AdvisorsMay 2020 to Jun 2024
- Osaic Wealth, Inc.Jul 2014 to Jun 2024
- Sagepoint FinancialAug 2012 to Jun 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2001
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Cambridge Investment Research Advisors, Inc.
$138.7BAssets managed
361,213Clients
3,884Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3157769
- Firm CRD
- 134139