Dinitia Yvonne Cazy
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
26 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Blacktower Financial Management (US) LLCAug 2024 to now
- Complete Compliance SolutionsOct 2023 to now
- Fennel Financials LLCJun 2024 to May 2025
- FS VectorJun 2024 to Jan 2025
- Mars Solutions GroupOct 2023 to Nov 2023
- Northwestern Mutual Investment Services, LLCOct 2023 to Nov 2023
- Northwestern Mutual Life Insurance CompanyOct 2023 to Nov 2023
- Exemplar Capital, LLCMar 2023 to Oct 2023
- Exemplar Wealth Advisors LLCMar 2023 to Oct 2023
- Fifth Third SecuritiesFeb 2022 to Mar 2023
- UnemployedNov 2021 to Feb 2022
- Bank of America MerrillJul 2015 to Nov 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (IN).
Blacktower Financial Management (US) LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 3152894
- 289142