Joseph Chris Ciocca
Investment adviser representative at Cetera Investment Advisers LLC
14 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Cetera Investment Advisers LLCJun 2023 to now
- Summit Brokerage Services, Inc.Jan 2015 to now
- Cetera Advisors LLCJan 2013 to now
- Cetera Financial Specialists LLCJan 2013 to now
- Cetera Investment Services LLCJan 2013 to now
- Cetera Wealth Services, LLCMay 2012 to now
- Girard Securities, Inc.Sep 2015 to Nov 2017
- Vsr Financial Services, Inc.Sep 2015 to Nov 2016
- First Allied Securities, Inc.Jan 2015 to Sep 2022
- Legend Equities CorporationJan 2015 to Dec 2016
- Investors Capital CorpJan 2015 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law1999
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 1 state (MA).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3131488
- Firm CRD
- 105644