Khiem Thi Truong - von garvisch
Investment adviser representative at LPL Enterprise, LLC
13 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
Are you Khiem Thi Truong - von garvisch? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Enterprise, LLCJun 2026 to now
- LPL FinancialJan 2025 to Apr 2026
- Trustage CuJan 2025 to Apr 2026
- Bank of America, N.A.Sep 2022 to Jan 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2022 to Jan 2025
- Cetera Investment Advisers LLCAug 2020 to Jul 2022
- Cetera Investment Services LLCJul 2020 to Jul 2022
- Regions BankJul 2020 to Jul 2022
- Npb Financial Group, LLCJun 2019 to Jun 2020
- Boisset CollectionNov 2017 to Jun 2020
- Fidelity Brokerage Services LLCJan 2017 to Nov 2017
- Bank of America, N.A.Mar 2013 to Jan 2017
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2013 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 1 state (FL).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3131311
- Firm CRD
- 8733