Carmen Casale
Investment adviser representative at RBC Securities, Inc.
19 yearsExperience
2 statesRegistered in
$1.5BFirm assets
16 yearsFirm in business
Are you Carmen Casale? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
19 years in the industry.
- RBC Securities, IncFeb 2026 to now
- City National Securities, Inc.Nov 2025 to now
- UnemployedJul 2025 to Oct 2025
- Citigroup Global Markets Inc.May 2007 to Jun 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law2002
State registrations
Registered as an investment adviser representative in 2 states (NJ, NY).
RBC Securities, Inc.
$1.5BAssets managed
1,451Clients
123Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3126745
- Firm CRD
- 103705