Steven Conn
Investment adviser representative at Advisors Asset Management, Inc.
13 yearsExperience
2 statesRegistered in
$2.2BFirm assets
22 yearsFirm in business
Are you Steven Conn? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- Advisors Asset Management, Inc.May 2021 to now
- Bank of America, N.A.Apr 2020 to Apr 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2020 to Apr 2021
- D.A. Davidson & Co.Nov 2013 to Apr 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law1998
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Advisors Asset Management, Inc.
$2.2BAssets managed
1,505Clients
127Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3124141
- Firm CRD
- 46727