Mike A Vivas
Investment adviser representative at Rockefeller Capital Management
34 yearsExperience
2 statesRegistered in
$36.8BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
34 years in the industry.
- Rockefeller Capital ManagementJun 2025 to now
- Rockefeller Financial LLCJun 2025 to now
- PNC Investments LLCSep 2024 to Jun 2025
- Retired-unemployedJun 2021 to Sep 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 1992 to Jun 2021
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Rockefeller Capital Management
Legal name: Rockefeller & Co. LLC
$36.8BAssets managed
6,490Clients
346Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3122296
- Firm CRD
- 294197