Kevin James Bauer
Investment adviser representative at Financial Management Strategies, Inc.
21 yearsExperience
2 statesRegistered in
$714.2MFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
21 years in the industry.
- Cetera Investment Advisers LLCJun 2023 to now
- Financial Management Strategies, Inc.Oct 2017 to now
- Cetera Wealth Services, LLCOct 2017 to now
- FmsOct 2017 to now
- Ameriprise Financial Services, Inc.Sep 2005 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
State registrations
Registered as an investment adviser representative in 2 states (OH, TX).
Financial Management Strategies, Inc.
$714.2MAssets managed
1,895Clients
21Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3122249
- Firm CRD
- 120818