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Brock Justin Noel

Investment adviser representative at Valic Financial Advisors, Inc.
22 yearsExperience
22 statesRegistered in
$29.2BFirm assets
28 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

22 years in the industry.

  1. AgiaJun 2024 to now
  2. Valic Financial Advisors, Inc.Jun 2024 to now
  3. UnempoyedOct 2023 to May 2024
  4. TIAA-CREF Individual & Institutional Services, LLCJan 2004 to Sep 2023

Exams passed

  • Series 63 · Uniform Securities Agent State Law1999
  • Series 65 · Uniform Investment Adviser Law2007

State registrations

Registered as an investment adviser representative in 22 states (AZ, CO, FL, GA, IA, IL, IN, KY, MA, ME, MI, MO, MS, NC, OH, PA, SC, TX, UT, VA, WI, WV).

Valic Financial Advisors, Inc.

$29.2BAssets managed
293,026Clients
1,254Advisers
28 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
3121507
Firm CRD
42803
Advisor's SEC record (opens in a new tab)
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