Howard Corey Hertz
Investment adviser representative at Cetera Investment Advisers LLC
31 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
31 years in the industry.
- Cetera Investment Advisers LLCMay 2021 to now
- Cetera Financial Specialists LLCMay 2021 to now
- Tri-valley Tax & Financial Services, IncAug 2019 to now
- Tri-valley Funding & RealtyJan 2004 to now
- Cfs Income TaxJul 1995 to now
- Howard Hertz Enrolled AgentJun 1995 to now
- Avantax Insurance Agency, LLCAug 2017 to May 2021
- Avantax Investment Services, Inc.Sep 1998 to May 2021
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3121323
- Firm CRD
- 105644