James Henry Smith
Investment adviser representative at Trillium Wealth LLC
10 yearsExperience
1 stateRegistered in
$544.6MFirm assets
Under 1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Trillium Wealth LLCJul 2024 to now
- Cwm, LLCMay 2023 to now
- Carson WealthMay 2023 to Jul 2024
- LPL Financial, LLCJun 2016 to May 2023
- Newedge Advisors, LLC (gwm Advisors, LLC)Jun 2016 to May 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (LA).
Trillium Wealth LLC
$544.6MAssets managed
629Clients
7Advisers
Under 1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 3120584
- Firm CRD
- 341186